ACC5044- Week 5

ACC5044- Week 5

University

30 Qs

quiz-placeholder

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ACC5044- Week 5

ACC5044- Week 5

Assessment

Quiz

Business

University

Medium

Created by

Babak Naysary

Used 10+ times

FREE Resource

30 questions

Show all answers

1.

MULTIPLE CHOICE QUESTION

1 min • 1 pt

What is RegTech a sub-set of?

Financial Supervision

Financial Conduct Authority

FinTech

SupTech

2.

MULTIPLE CHOICE QUESTION

1 min • 1 pt

What year did the Financial Conduct Authority (FCA) provide the definition for RegTech?

2007

2015

2018

2020

3.

MULTIPLE CHOICE QUESTION

1 min • 1 pt

What is the main purpose of SupTech according to the Bank for International Settlements (BIS) 2018 definition?

To provide financial services

To digitise reporting and regulatory processes

To facilitate the delivery of regulatory requirements

To monitor the effectiveness of financial supervision

4.

MULTIPLE CHOICE QUESTION

1 min • 1 pt

Which of the following is a use of Regulatory Technology (RegTech)?

Realtime monitoring of stock prices

Automated realtime monitoring of compliance levels and compliance risk

Tracking the effectiveness of marketing campaigns

Managing employee performance

5.

MULTIPLE CHOICE QUESTION

1 min • 1 pt

What does the term "AML" stand for in the context of KYC Compliance through RegTech?

Asset Management Liability

Anti-Money Laundering

Annual Maintenance Listing

Automated Machine Learning

6.

MULTIPLE CHOICE QUESTION

1 min • 1 pt

What is the use of Regulatory Technology (RegTech) in the context of Regulatory Reporting?

To automate and integrate regulatory reporting requirements to reduce risks

To automate and integrate regulatory reporting requirements to cut costs

To manually track and report regulatory requirements to increase efficiency

To outsource regulatory reporting requirements to third-party services

7.

MULTIPLE CHOICE QUESTION

1 min • 1 pt

Which of the following is a focus of Transaction Monitoring in RegTech?

Real-time transaction monitoring and auditing

Manual transaction logging and reporting

Periodic transaction validation and risk assessment

Outsourcing transaction monitoring to external agencies

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