What is RegTech a sub-set of?
ACC5044- Week 5

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Business
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University
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Medium
Babak Naysary
Used 10+ times
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30 questions
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1.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
Financial Supervision
Financial Conduct Authority
FinTech
SupTech
2.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
What year did the Financial Conduct Authority (FCA) provide the definition for RegTech?
2007
2015
2018
2020
3.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
What is the main purpose of SupTech according to the Bank for International Settlements (BIS) 2018 definition?
To provide financial services
To digitise reporting and regulatory processes
To facilitate the delivery of regulatory requirements
To monitor the effectiveness of financial supervision
4.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
Which of the following is a use of Regulatory Technology (RegTech)?
Realtime monitoring of stock prices
Automated realtime monitoring of compliance levels and compliance risk
Tracking the effectiveness of marketing campaigns
Managing employee performance
5.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
What does the term "AML" stand for in the context of KYC Compliance through RegTech?
Asset Management Liability
Anti-Money Laundering
Annual Maintenance Listing
Automated Machine Learning
6.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
What is the use of Regulatory Technology (RegTech) in the context of Regulatory Reporting?
To automate and integrate regulatory reporting requirements to reduce risks
To automate and integrate regulatory reporting requirements to cut costs
To manually track and report regulatory requirements to increase efficiency
To outsource regulatory reporting requirements to third-party services
7.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
Which of the following is a focus of Transaction Monitoring in RegTech?
Real-time transaction monitoring and auditing
Manual transaction logging and reporting
Periodic transaction validation and risk assessment
Outsourcing transaction monitoring to external agencies
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