KST 06 14

What should we do in case there is DANO/DANI/REDA KNID?

• Inform Team Leader as we should not proceed with such databases

• Change the KNID in Custer to our supported database KNID ourselves

• Contact responsible team in order to change it

Where should we contact Sanctions SMEs?

• Find them in the office building

• Directly through e-mails or Teams

• Via email: [e-mail]

Who do we screen on ultimate owner for state-owned customers? (AMS)

• Country itself or its government

• Top company in ownership structure

• Only the customer itself

What are we celebrating tomorrow?

• Evelina's Birthday

• Summer solstice

• International Hot Dog Day

• Day of Occupation and Genocide

​Rolling scope information includes such updates:

• Cases with non-LC&I AML Operational Unit - do not remove from Custer if on a Frozen List

• No need to check Group Overview for potentially missed cases

• Cases due in 2023 Q1 – do not remove from Custer as they are on a 2022 Frozen List

• Cases due in 2023 Q2-3-4 – consult with your scope representative

When customer has only Mirror Ledger account(s) together with manual FX Spot trades, we:

• We apply simplified due diligence procedure

• We do not perform ODD

• We perform regular ODD

Which is the most common red grape variety?

• Primitivo

• Sauvignon Blanc

• Cabernet Sauvignon

• Zinfadel

​Always use Related individuals tab in Custer as soon as it is clear which related individuals need to be ID&V

• I'm OK with that

• I'm not OK with that

ODD on Restricted Banking cases should be:

• Passed over to BB Special Team

• Performed by ODD teams

• Only shipping to be performed by ODD teams

When should we screen natural individuals for PEP?

• All ODD relevant natural individuals

• Only the ones established in the portal

• Only the ones not established in the Portal

• ODD teams do not screen natural individuals