Part 3 : eFPMR Preparation Training

Which business activities does not comply with shariah evaluation criteria if the activity surpass 5% benchmark?

i. conventional banking

ii. non-halal food & beverages

iii. non-compliant entertainment

• i and ii

• i and iii

• ii and iii

• All of the above

Which of the followings are classified under shariah non-compliant stocks?

• Companies is involved 2% for non-halal food

• 17% of companies income comes from share trading

• 24% rental received from shariah non-compliant activities

• Interest income from conventional is 4%

Which derivative instruments are traded over-the-counter?

i. Futures

ii. Forward

iii. Swap

iv. Warrant

• i and ii

• ii and iii

• i and iii

• i and iv

Which of the following are the participants of derivatives market?

i. Hedgers

ii. Speculators

iii. Arbitrageurs

• i and ii

• i and iii

• ii and iii

• i, ii and iii

Below are the participants of derivatives market EXCEPT:

• Hedgers

• Speculators

• Arbitrageurs

• Sophisticated Investor

What are the products traded on Bursa Market Derivatives Market?

i. Gold

ii. Crude Palm Oil

iii. Steel

iv. Rubber

• i and ii

• ii and iii

• iii and iv

• i, ii and iii

• All of the above

Malacca Securities Sdn Bhd is a Participating Organisation categorized under which of the following category?

• Investment Bank

• Universal Broker

• Special Scheme Broker

• 1 + 1 Broker

• Standalone Broker

Which company carries the business of trading in securities on Bursa Malaysia?

i. Investment Bank

ii. Universal Broker

iii. Commercial Bank

iv. Standalone Broker

• i, ii and iii

• i, ii and iv

• ii, iii and iv

• All of the above

Which of the followings are CMSRL holder and is registered with Bursa Malaysia Sdn Bhd by Participating Organisations (POs)?

i. Commissioned DR

ii. Proprietary Day Traders

iii. Marketing Representatives (MR)

iv. Salaried DR

• i and iv

• i, iii and iv

• i, ii and iv

• All of the above

What are the duties of a Dealer Representative (DR)?

i. Act for only one (1) PO

ii. Be employed or engaged full time by the PO

iii. Be of good character and act faithfully for the PO

iv. Accept payment from clients or hold clients assets in the DR's name

• i, ii and iii

• ii, iii and iv

• i, iii and iv

• All of the above