Securities Law - Explained

Securities Law - Explained

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Business, Social Studies

University

Hard

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The video provides an overview of securities laws in the U.S. It begins by defining securities as negotiable instruments representing value from equity, debt, or hybrid instruments. The broadest category is investment contracts, where buyers expect profits from others' activities. The video then covers major federal laws, including the 1933 Act, which mandates disclosure procedures, and the 1934 Act, which established the SEC to regulate securities trading. It also touches on state-level securities laws, known as Sunshine laws, designed to protect investors from fraudulent schemes.

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OPEN ENDED QUESTION

3 mins • 1 pt

What new insight or understanding did you gain from this video?

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