Securities Law (Intro)

Securities Law (Intro)

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Interactive Video

Business, Social Studies

University

Hard

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The video tutorial covers the primary federal securities laws, focusing on the Securities Act of 1933 and the Securities Act of 1934. It explains what constitutes a security, the role of the SEC, and the requirements for registration and disclosure. The tutorial also discusses exemptions under the 1933 Act, including Regulation A and D, and the crowdfunding rules. It then shifts to the 1934 Act, addressing post-issuance regulations, disclosure requirements, and anti-fraud provisions. Finally, it covers state securities laws, known as blue sky laws, and the National Securities Market Improvement Act, which simplifies compliance with state-level registration.

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OPEN ENDED QUESTION

3 mins • 1 pt

What new insight or understanding did you gain from this video?

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