Rule 506b - Securities Exemption

Rule 506b - Securities Exemption

Assessment

Interactive Video

Business, Social Studies

University

Hard

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The video explains Regulation D exemptions, focusing on Rule 506B. It highlights the ability to raise unlimited capital from accredited investors, while limiting non-accredited investors to 35. The video discusses disclosure requirements, restrictions on general solicitation, and the exemption from state regulation, making Rule 506B a safe harbor under Section 4A2.

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2 questions

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1.

OPEN ENDED QUESTION

3 mins • 1 pt

What is the significance of the general solicitation limitation in Rule 506?

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2.

OPEN ENDED QUESTION

3 mins • 1 pt

How does compliance with Rule 506B exemption affect state regulation?

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