Rules Governing Disclosure during Registration Process

The video tutorial explains the rules governing disclosures for reporting companies, particularly those undergoing the IPO process. It highlights Regulation SK by the SEC, which dictates financial and non-financial reporting requirements under the 1933 and 1934 Acts. The tutorial covers various forms like the S series for registration and Schedule 14A for prospectus materials. It also discusses ongoing reporting requirements for public companies, including Forms 10K, 10Q, and 8K. All these forms are standardized by the SEC and available on the Securities Exchange website.

What is Regulation SK and what does it govern?

What forms are typically used for registration purposes by companies?

What is Schedule 14A and what guidance does it provide?

What are the continued reporting requirements for public companies?

How does the SEC facilitate the disclosure requirements for companies?