Securities Law (Intro)

The video tutorial covers the primary federal securities laws, focusing on the Securities Act of 1933 and the Securities Act of 1934. It explains what constitutes a security, the role of the SEC, and the requirements for registration and disclosure. The tutorial also discusses exemptions under the 1933 Act, including Regulation A and D, and the crowdfunding rules. It then shifts to the 1934 Act, addressing post-issuance regulations, disclosure requirements, and anti-fraud provisions. Finally, it covers state securities laws, known as blue sky laws, and the National Securities Market Improvement Act, which simplifies compliance with state-level registration.

What are the exceptions to the registration requirements under the Securities Act of 1933?

How do state laws, known as blue sky laws, impact securities regulation?