Futures Cops Hunt Wall Street for Government Leaks

Futures Cops Hunt Wall Street for Government Leaks

Assessment

Interactive Video

Business, Social Studies

University

Hard

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The transcript discusses the role of regulators like the CFTC and SEC in policing insider trading, especially after the Dodd Frank Act. It explains the Eddie Murphy rule, which allows regulators to monitor insider trading in markets not traditionally policed. The transcript highlights the challenges regulators face with new data and speed technologies and how they adapt by enhancing surveillance and monitoring. It also provides examples of cases and potential future changes in regulatory practices.

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5 questions

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1.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

What is the primary focus of the CFTC after the Dodd-Frank Act?

Policing insider trading

Regulating stock exchanges

Monitoring international trade

Overseeing banking operations

2.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

The 'Eddie Murphy Rule' is associated with which type of trading?

Currency trading

Commodity trading

Stock trading

Futures trading

3.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Which organizations are enhancing their capabilities to detect insider trading?

SEC, FINRA, and CFTC

World Trade Organization and IMF

Federal Reserve and ECB

UN and World Bank

4.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

What is a common starting point for insider trading investigations?

Economic recessions

Market crashes

Anomalous trading patterns

Company bankruptcies

5.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

What recent change has been observed in market surveillance?

Increased focus on international markets

More attention to previously unmonitored markets

Shift towards manual monitoring

Reduction in regulatory oversight