What is the current situation with the number of commissioners at the SEC and CFTC?
Empty Seats at Regulators Thwart Trump’s Dodd-Frank Plans

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5 questions
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1.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
There are only two commissioners, one from each party.
There are three commissioners, all from the same party.
All five commissioner positions are filled.
There are no commissioners currently.
2.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What is one of Jay Clayton's main focuses for the SEC?
Increasing the number of commissioners.
Increasing the number of IPOs in the US.
Focusing solely on enforcement actions.
Reducing the number of regulations.
3.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What challenge does Jay Clayton face even if confirmed as SEC chairman?
He will have to reduce the number of IPOs.
He will have full control over the SEC.
He needs the support of the Democratic commissioner to move forward.
He will not face any challenges.
4.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What is a concern regarding the funding of regulatory agencies?
They will not face any funding issues.
They will have unlimited funding.
Their budgets might be cut.
They might receive more funding than requested.
5.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
Why is it important for regulatory agencies to maintain a balance in their budget?
To avoid being perceived as too strict on enforcement.
To increase their number of commissioners.
To maintain effective regulation without appearing lenient.
To ensure they are seen as lenient on Wall Street.
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