Understanding the Securities Act of 1933
Interactive Video
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Business, Social Studies
•
University
•
Hard
Wayground Content
FREE Resource
5 questions
Show all answers
1.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What is the primary purpose of the 1933 Securities Act?
To oversee banking operations
To manage corporate taxes
To regulate the sale of securities to the public
To control interest rates
2.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
Which of the following is considered a security under the 1933 Act?
Real estate
Stocks
Insurance policies
Commodities
3.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What are Sunshine Laws primarily concerned with?
Regulating environmental policies
Overseeing educational reforms
Ensuring transparency in securities sales
Managing public health standards
4.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What is required for a company to sell securities to the public under the 1933 Act?
A government subsidy
A registration with the SEC
A private investor
A marketing campaign
5.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
How does the 1933 Act relate to the 1934 Act?
The 1933 Act is for domestic markets, while the 1934 Act is for international markets
The 1933 Act focuses on banking, while the 1934 Act focuses on insurance
The 1933 Act deals with commodities, while the 1934 Act deals with real estate
The 1933 Act regulates initial sales, while the 1934 Act regulates secondary sales
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