Securities Registration Exemption - Section 3b

The video tutorial discusses the B Exemption under the 33 Act, focusing on its statutory and transactional aspects. It explains the issuance limits for small offerings and unrestricted shares, and how these exemptions are authorized by statute. The tutorial also covers the rule-based exemption under Regulation A, which serves as a safe harbor and fallback option for statutory authorizations.

What is the maximum issuance allowed under 3V23B1?

• $1 million

• $10 million

• $5 million

• $50 million

What is the primary focus of the statutory exemptions discussed?

• Sale of intellectual property

• Sale of real estate

• Sale of securities

• Sale of commodities

Which section allows for the issuance of up to $50 million of unrestricted shares?

• 3V1

• 3V23B1

• 3V3

• 3V23B2

What is the purpose of the rule-based exemption under Regulation A?

• To increase issuance limits

• To replace statutory authorizations

• To serve as a primary form

• To act as a fallback or safe harbor

Which of the following is NOT a feature of the rule-based exemption?

• It serves as a safe harbor

• It is a fallback option

• It is the primary form used

• It supports statutory authorizations