Finance Markets Quiz

Finance Markets Quiz

University

42 Qs

quiz-placeholder

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Finance Markets Quiz

Finance Markets Quiz

Assessment

Quiz

Other

University

Medium

Created by

Nhu Uyen

Used 1+ times

FREE Resource

42 questions

Show all answers

1.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

For securities firms, income from investment management is more stable than income from underwriting or trading activities.

True

False

2.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Diversified full-line investment banks act as both broker dealers and securities underwriters.

True

False

3.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

An example of a national full-line investment banker that specializes in corporate finance is Goldman Sachs.

True

False

4.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

The process of creating a secondary market for securities or contracts is termed brokerage.

True

False

5.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

In a best efforts offering, the investment banker acts as an agent for the issuer rather than as a principal.

True

False

6.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

A market maker buys IBM at $185 for his own account and sells the stock later in the day at $187. He is acting as a broker in this transaction.

True

False

7.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Buying large blocks of securities and holding them until the price rises sufficiently to warrant a sale is an example of pure arbitrage.

True

False

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