Underwriting of shares and debentures

Underwriting of shares and debentures

Professional Development

14 Qs

quiz-placeholder

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Underwriting of shares and debentures

Underwriting of shares and debentures

Assessment

Quiz

Professional Development

Professional Development

Hard

Created by

J S Siva Prakash

Used 2+ times

FREE Resource

14 questions

Show all answers

1.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

When the entire issue is underwritten by only one person, his liability will be equal to:

No.of shares underwritten

No.of shares underwritten minus No.of shares applied by public

No.of shares applied by public

No.of Marked and Unmarked applications

2.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

The underwriter is entitled to claim remuneration on

Issue price of shares

Face value of shares actually purchased

Face value of shares not purchased by him

Issue Price minus underwriter's commission

3.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

When an underwriter agrees to buy a definite number of shares in addition to unsubscribed shares, termed as

Partial underwriting

Complete underwriting

Firm underwriting

Marked applications

4.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

According to sec ___ of the Company Act 2013, the commission payable to underwriter should not exceed ____.

40(b); 5%

40(a); 5%

40(b); 2.5%

40(a); 1.5%

5.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Commission for underwriting shares as per SEBI Guidelines is

5%

2.5%

1.5%

1%

6.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

The underwriting commission in case of preference shares/ debentures beyond Rs.5 Lakhs as per SEBI Guidelines, should not exceed

2%

2.5%

5%

1.5%

7.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Under Partial underwriting, the company itself becomes the underwriter for the shares ___.

Not underwritten

Sub-underwritten

Partial underwriten

Complete underwriten

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