CODE327484

What is the screening procedure?

• Checking names and names of UBO in the system, check for name matching, if true match then approve

• Checking name and names of UBO in the system, check for name matching and then determine what to do

• Check name matching and determine what to do

• Check names of UBO in system

What happens after you check for matching?

• If true match then reject and report to FFR

  If false match then approve

  If partial match approve and report to FFR

• If true match then reject and report to FFR

  If false match then approve

  If partial match approve and report to PNMR

• If true match then reject and report to FFR

  If false match then approve

• If true match then approve

  If false match then reject and report to FFR

  If partial match approve and report to PNMR

What does PNMR stand for?

• Personal name match report

• Partial identity match report

• Partial name match report

• partial number match report

What does FFR stand for?

• False freeze report

• Free fried rice

• Fund freeze report

• Full freeze report

What are the parameters for customer risk?

• Geography, product type, sanction result, delivery channel

• Geography, sanction result, delivery channel, reputation

• Product type, sanction result, delivery channel

• Geography, product type, sanction result, delivery channel, reputation

Delivery channel types and risks

• Face to Face (High risk)

  Non-Face to Face(low risk)

• Face to Face (low risk)

  Non-Face to Face(low risk)

• Face to Face (low risk)

  Non-Face to Face(High risk)

• Face to Face (High risk)

  Non-Face to Face(High risk)

Sanction Result types

• Sanction(non-PEP) - High Risk

  Non-Sanction - Low risk

• Sanction(PEP) - High Risk

  Non-Sanction - Low risk

• Sanction(PEP) - High Risk

  Non-Sanction - High risk

• Sanction(PEP) - low Risk

  Non-Sanction - Low risk

What are the reports to be submitted to the ministry?

• DPMSR, FFR, STR, PNMR, SAR

• STR, DPMSR, PNMR,FFR

• SAR, DPMSR, PNMR,FFR

• STR, SAR, PNMR,FFR

STR stands for "Suspicious Transaction Report"

• True

• False

What does DPMSR stand for

• Dealing precious metal and silk report

• Dealing special minerals and stone report

• Dealing precious metal and stone report

• Dubai precious metal and stone report