Flowchart Drafting

The Summary Page contains the following: Company Logo, _______________, Flowchart Outline , and Revised By/Date Table.

Which is not a guideline on documenting process flow notes?

• Shape Alignment

• Flow Connections

• Process Name

• Decision Flows

Graphical representation of the sequence of tasks (or workflow) constituting a process; from initiation to completion.

• Flowchart

• Diagram

• Narrative

• Methodology

In the SOX Methodology, what links disclosures and financial statements to control processes?

• Internal Control Design Assessment

• Project Planning and Risk Assessment

• Internal Control Testing

• Close-out and Reporting

In SOX Methodology, this covers documentation and communication of test results.

• Close-out and Reporting

• Internal Control Design Assessment

• Internal Control Testing

• Project Planning and Risk Assessment

In Moss Adams Approved Stencils (Shapes), this indicates beginning or end

of a process flow.

• TERMINAL SHAPE

• PROCESS SHAPE

• DOCUMENT SHAPE

• ON-PAGE REFERENCE PAGE

In Moss Adams Approved Stencils (Shapes), this may be an input or output document, and a digital or physical document which is usually matched

to a PROCESS shape.

• Arrow Shape

• Process Shape

• Document Shape

• External Process Shape

In Moss Adams Approved Stencils, this a reference to an EXTERNAL process outside the process flowchart document to continue the flow; usually placed at the end of each tab.

• OFF-PAGE REFERENCE SHAPE

• TERMINAL SHAPE

• EXTERNAL PROCESS SHAPE

• PROCESS SHAPE

This identifies the related control ID per Control Matrix Document for the respective control activity.

• Control Reference Shape

• Risk Reference Shape

• Third-Party Shape

• Cloud/Application Shape

This a reference to any entity outside of company receiving or providing information into the process flow.

• Decision Shape

• Cloud/Application Shape

• Risk Reference Shape

• Third-Party Shape