Tai Chinh Ngan Hang

1. Debt Capital:

• - happens when a company borrows money and agrees to pay it back to the lender at a later date.

• - is generated not by borrowing, but by selling shares of company stock.

• - is the profit of the corporation

2. Kind of preferred stocks:

• 2

• 3

• 4

• 5

3. Rights in preferred stock but not in common stock:

• - the past - due or unpaid dividends; receive a fixed dividend; the right to exchange

• - receive a fixed dividend; property ownership when the company is dissolved; the right to exchange

• - the past - due or unpaid dividends; the right to exchange; the right to vote

4. Vetoing stocks:

• - are common stocks that give owners the right to vote in any corporation elections

• - are preferred stocks

• - are preferred stocks that give the owners the right to vote in some circumstances

5. Primary Market:

• - Is called After Issue Market

• - Is a way of issuing fresh shares in the market

• - Is a place where already issued or existing shares are traded

6. Secondary market is a place where already issued or existing shares are traded. It is called ...

7. On the secondary market, securities can be sold ...

• once

• twice

• three times

• innumerable times

8. On the primary market, security can be sold ...

• once

• twice

• three times

• innumerable times

9. What are the rights in common stock ownership?

• Rights to ownership of all corporate assets once obligations to everyone else have been satisfied

• The preemptive right, which permits existing stockholders to purchase additional shares whenever stock is issued by the corporation.

• Rights to ownership of all corporate assets once obligations to everyone else have been satisfied

• The right to vote in corporate matters such as the election of the board of directors or the undertaking of major actions such as the purchase of another company.

10. Who acts as an intermediary in the secondary market?

• Underwriters

• Buyers

• Brokers

• Investors