GC Training NJ

Which custody has a closer client response (RDDT) to market deadline?

• GC

  (Global Custody)

• DC

  (Direct Custody)

What primary system do Event Creation use to setup events?

• SFE

• NCS

• EMC

• SECORE

How many GC global windows are there?

• 4

• 5

• 6

• 7

Answer explanation

1. 1. AGW

2. 2. Singapore

3. 3. London

4. 4. Luxembourg

5. 5. MIBL

6. 6. New York

What does SEDOL stand for?

• Security Exchange Dealing Official List

• Stock Exchange Daily Official List

• Security Execution Dealing Official List

• Security Exhibit Daily Official List

What SWIFT type is a corporate action instruction ?

• MT 564

• MT 565

• MT 566

• MT 567

Citi clients can send Corporate Action elections using ?

• SWIFT

• FAX

• CAIN

• All of these options

After a position has been blocked (encumbered), what holding location does it move to?

• HD

• LE

• Y3

• Y7

What system would you use to perform a quick summary of ALL GW holdings?

• CEDAR

• SFE

• SECORE

• NCS

If a MT565 instruction has 70E narrative text, upon entering NCS where would you expect to see it?

• Client Response

• GICR

• ICR

• Both GICR & ICR

For Fax Instructions what status do you want to see?

• Authorised

• Authorised Meets MIFT

• Approved

  Non-MIFT

• Authorised

  Non - MIFT

  No Sanctions