Knowledge Check - Mutual Fund TIK's

Knowledge Check - Mutual Fund TIK's

Professional Development

28 Qs

quiz-placeholder

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Knowledge Check - Mutual Fund TIK's

Knowledge Check - Mutual Fund TIK's

Assessment

Quiz

Other

Professional Development

Medium

Created by

Cherish Montney

Used 2+ times

FREE Resource

28 questions

Show all answers

1.

MULTIPLE SELECT QUESTION

45 sec • 1 pt

What methods are used to process non-529 MF TIK transfers (Select all that apply)

Manual transfer/reregistration

B52

ACATS

PTF

2.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

What network level will the funds be networked at when processing a MF Transfer In Kind?

0

3

4

3.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

What is the follow up timeframe for manual MF Transfers?

5 Bus. Days

7 Bus. Days

10 Bus. Days

4.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

How long do PTF transfers take to settle?

1-2 bus days

3-4 bus days

5-7 bus days

7-10 bus days

5.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

What fund lookup site would be used to verify the Transfer for American Funds?

Fund Co own website

Advisor Access

Advisor Central

DST Vision

6.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

What fund lookup site would be used to verify the Transfer for Vanguard?

Fund Co own website

Advisor Access

Advisor Central

DST Vision

7.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

What fund lookup site would be used to verify the Transfer for Janus?

Fund Co own website

Advisor Access

Advisor Central

DST Vision

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