Knowledge Check - Mutual Fund TIK's
Authored by Cherish Montney
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Professional Development
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28 questions
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1.
MULTIPLE SELECT QUESTION
45 sec • 1 pt
What methods are used to process non-529 MF TIK transfers (Select all that apply)
Manual transfer/reregistration
B52
ACATS
PTF
2.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What network level will the funds be networked at when processing a MF Transfer In Kind?
0
3
4
3.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What is the follow up timeframe for manual MF Transfers?
5 Bus. Days
7 Bus. Days
10 Bus. Days
4.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
How long do PTF transfers take to settle?
1-2 bus days
3-4 bus days
5-7 bus days
7-10 bus days
5.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What fund lookup site would be used to verify the Transfer for American Funds?
Fund Co own website
Advisor Access
Advisor Central
DST Vision
6.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What fund lookup site would be used to verify the Transfer for Vanguard?
Fund Co own website
Advisor Access
Advisor Central
DST Vision
7.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What fund lookup site would be used to verify the Transfer for Janus?
Fund Co own website
Advisor Access
Advisor Central
DST Vision
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