ASK Assesment Quiz Study Guide

ASK Assesment Quiz Study Guide

9th - 12th Grade

50 Qs

quiz-placeholder

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ASK Assesment Quiz Study Guide

ASK Assesment Quiz Study Guide

Assessment

Quiz

English

9th - 12th Grade

Hard

Created by

Alana F

Used 1+ times

FREE Resource

50 questions

Show all answers

1.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Media Image

What federal legislation allows for the consolidation of commercial and investment banks, insurance companies, and securities firms?

Community Reinvestment Act

Sarbanes-Oxley Act of 2002

Gramm-Leach-Bliley Act

Glass-Stegall Act

2.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Media Image

Which of the following quality management approaches is often used in the finance industry to sustain  regulatory compliance

Six Stigma

Crisis management

Just-in-Time

Nothing

Answer explanation

They have benefits like increase revenue and can help aspiring or current managers take their careers to the next level

3.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Media Image

Which of the following mutual funds is most likely to be tax inefficient:

A fund with a low portfolio turnover rate

A fund that concentrates on a specialized sector

A fund with a high portfolio turnover rate

A fund that attempts to match a broad market index

4.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Media Image

In general, a governance, risk, and compliance (GRC) software system identifies and measures risk,  monitors the risk-management system, routinely checks adherence to company-wide policies, and  ensures compliance with

union demands

reporting

reporting requirements

demands

5.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Media Image

Before a financial planner can recommend an appropriate financial product to a client, s/he must

determine the needs of the clients

look at their goals

give advice

nothing, just jump straight into recommendations

6.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

What customer relationship management analytic would be most suitable for sorting clients based on  how likely they are to repurchase a particular product?

monitoring

Customer segmentation

Profitability analysis

Account personalization

7.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

 Finance companies raise capital by issuing notes and bonds

True

False

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