RE Revision Test
Authored by Sicelo Mlotshwa
Professional Development
Professional Development
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15 questions
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1.
OPEN ENDED QUESTION
10 mins • Ungraded
Whats the full name of the main law that regulates companies and individuals in the financial services sector in South Africa?
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2.
OPEN ENDED QUESTION
10 mins • Ungraded
In 2017 South Africa adopted a 'Twin Peaks' model of financial services regulation. What do you understand by the term 'Twin Peaks'?
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3.
OPEN ENDED QUESTION
10 mins • Ungraded
List the 5 FAIS Fit and Proper Requirements.
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4.
OPEN ENDED QUESTION
10 mins • Ungraded
A FAIS Rep is required to satisfy 5 Competency Requirements in order to be Fit and Proper. List these.
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5.
OPEN ENDED QUESTION
10 mins • Ungraded
What is the purpose of Continuous Professional Development (CPD) and how is it attained?
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6.
OPEN ENDED QUESTION
10 mins • Ungraded
Define, in your own words, Operational Ability according to FAIS.
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7.
OPEN ENDED QUESTION
10 mins • Ungraded
Define, in your own words, Financial Soundness according to FAIS.
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