RE Revision Test

RE Revision Test

Professional Development

15 Qs

quiz-placeholder

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RE Revision Test

RE Revision Test

Assessment

Quiz

Professional Development

Professional Development

Easy

Created by

Sicelo Mlotshwa

Used 5+ times

FREE Resource

15 questions

Show all answers

1.

OPEN ENDED QUESTION

10 mins • 1 pt

Whats the full name of the main law that regulates companies and individuals in the financial services sector in South Africa?

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2.

OPEN ENDED QUESTION

10 mins • 1 pt

In 2017 South Africa adopted a 'Twin Peaks' model of financial services regulation. What do you understand by the term 'Twin Peaks'?

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OFF

3.

OPEN ENDED QUESTION

10 mins • 1 pt

List the 5 FAIS Fit and Proper Requirements.

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4.

OPEN ENDED QUESTION

10 mins • 1 pt

A FAIS Rep is required to satisfy 5 Competency Requirements in order to be Fit and Proper. List these.

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OFF

5.

OPEN ENDED QUESTION

10 mins • 1 pt

What is the purpose of Continuous Professional Development (CPD) and how is it attained?

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OFF

6.

OPEN ENDED QUESTION

10 mins • 1 pt

Define, in your own words, Operational Ability according to FAIS.

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OFF

7.

OPEN ENDED QUESTION

10 mins • 1 pt

Define, in your own words, Financial Soundness according to FAIS.

Evaluate responses using AI:

OFF

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