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NISM Practice

Authored by NS INVEST

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NISM Practice
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100 questions

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1.

MULTIPLE CHOICE QUESTION

5 mins • 1 pt

______ are suitable for investors with a long term investment horizon and looking for growth.

Equity funds
Income funds
Liquid funds
Long duration funds

2.

MULTIPLE CHOICE QUESTION

5 mins • 1 pt

A custodian of a mutual fund scheme performs which of the following functions?

Keep safe custody of the securities held by the mutual fund scheme
Issue account statements to the unit holders
Issue fund portfolio statement to the scheme investors
Execute the buy and sell orders in the securities market on behalf of the mutual fund

3.

MULTIPLE CHOICE QUESTION

5 mins • 1 pt

A mutual fund can have a common _____ for all its schemes.

Scheme Information Document (SID)
Key Information Memorandum (KIM)
Statement of Additional Information (SAI)
Offer Document

4.

MULTIPLE CHOICE QUESTION

5 mins • 1 pt

A portfolio with a beta less than 1 is ________.

Equally risky than market
More risky than market
Less risky than market
Highly risky compared to market

5.

MULTIPLE CHOICE QUESTION

5 mins • 1 pt

All the transactions in securities by key personnel (who are directly involved in investment operations) of mutual fund schemes should be disclosed by the Asset Management Company (AMC) to its compliance officer at least on __________ basis.

Monthly
Half yearly
Yearly
Quarterly

6.

MULTIPLE CHOICE QUESTION

5 mins • 1 pt

An investor wants to invest Rs. One lakh in a mutual fund scheme but does not have a PAN card. If the investor does not fall in any of the exempt investor categories, what is the option available to the investor?

A PAN card is mandatory and the investor cannot invest without one.
The investor may invest by signing up for an SIP and get exempt from the requirement for PAN card
The investor can provide other prescribed proofs of identity such as Voter's Id, Aadhaar card and Passport.

7.

MULTIPLE CHOICE QUESTION

5 mins • 1 pt

As per the SEBI Advertising Code for mutual funds, NO celebrities should endorse any schemes of a particular mutual fund. State whether True or False.

true
false

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