K.S.T.

Who is responsible for BB cases/BB procedures and will be helping with consulting analyst?

• You can approach both Milda (OL) or/and Bahdan (Basa), which one you like most

• Only Milda (OL) is responsible for BB cases

• From 23-02-2021 Bahdan (BASA) will cover such cases

• From 23-02-2021 we should approach Bahdan (BASA), Milda (OL) is responsible and can be approached for more complex or very problematic cases

When separate PEP forms for SE and NO customers should be used?

• It is always mandatory to use this form, when the customer didn‘t answer PEP question in DCIF

• We can use PEP form if we want to , however, customers answer about PEP question is acceptable via e-mail

• PEP form must be always sent if investigation caused us a lot of pain

When you see EDR cases (with case types in Custer: EDR System, EDR Manual) assigned to you, what you should do?

• Panic and delete it from the Custer list

• Change responsibe analyst to EDR team in Custer, we are not doing EDR cases

• Always check if there are any AML comments with usefull information left by EDR Team in KYC screen

• Always check if there are any comments with usefull information left by EDR Team in Custer's Risk assessment section

Where you can find COBRA - related documentation?

• If you need to access COBRA documents, contact OL (Milda)

• Documentation is visible in Teamsite. See navigation sheets -> Cobra related documentation

• Cobra – related documentation has been removed from the Teamsite and added in Manual - Banking specifics file

Which statements are correct about restricted/high risk customers in Banking but NOT C&I

• Customers who, in C&I Financial Crime Risk & Control Manager's view, is lacking necessary documentation will be treated only high risk, not restricted

• BB Restricts only Maritime Cargo Vessels, if 10% or more of the income derives from cargo shipping activities. Other types of shipping are only high risk

• All banking Restricted customers should be handled by BB Special Team, to some extent

There is prepared stationary „Outstanding question for AML CM“. Please, mark only TRUE statements related with that stationary.

• We cannot use free text format in the stationary

• You can choose question(s) from the list provided in stationary, which is applicable for your case and send an e-mail to CM

• You can describe your question in free text format, give details and then send e-mail to CM

In some specific cases not all coordinated numbers (which share the same customer number) appear in group relations in Portal. How can we check if there are such coordinated numbers?

• There will be comment left in Custer for the affected customers in 2021 scope

• No additional checking needed, do only that particular number, that you see in the Portal

• Use stacionary and ask RM/Advisor which coordinated numbers are related

• Check by yourself, by hovering cursor over the “S” symbol next to the customer’s name in Portal (all KNIDs should be displayed that way)

What will you buy, when you receive one-off cash allowance?

• We will get one-off cash allowance? Really?? When???

• I will buy Bitcoins

• It would be a great idea to upgrade my wardrobe

• It is only my business what I want to buy