Deployment Quiz -Compliance

Which amongst this is the by default Disclaimer to be given on each and every call.

• Mutual Fund Investments are Subject to Market risk, read all scheme related documents carefully

• Principal is at high Risk

• Past Performance may or may not be sustained in future

• None of the Above

IF US/Canada person wishes to invest online than what needs to informed on call?

• Follow script and guide for investments

• Needs to takes follow up call back

• Guide Investor to Branch

• Take down details and forward to concern department

Benchmark returns are read out along with scheme returns.

• True

• False

If on call investor require details for Direct Investments than which amongst the following needs to be followed?

• BSO needs to pitch that please consult to your Mutual Fund Distributor

• BSO further should take follow up call

• BSO needs to take Investment details and share link

• BSO needs to disconnect call.

Choose the correct Brand name to be followed on call.

• ICICI PRU Mutual Fund

• ICICI Prudential Mutual Fund

• IPRU Mutual Fund

• ICICI Mutual Fund

While pitching schemes Comparison needs be done with schemes of other mutual fund to grab investor's Interest ?

• True , Pitch Depends on as per investors interest

• False, No Comparison to be done rather say we don’t have any information of other Mutual Fund House

Which of the following Slogan needs to be pitched on call while explaining schemes ?

• Mutual Fund Sahi Hai!

• Ab Utar-Chadhav se Darr kaisa

• Both A and B

• No Slogans to be used on call

Which of the following can be said as a strong consent ?

• Investor received sms as he clicked on it he got call

• Investor Received mail from ICICI Prudential Mutual Fund and he opens it.

• Investor got OTP verified and gave call back request

• Both A and C

Riskometer for schemes is not required if schemes returns are not discussed

• True, Riskometer is not required on each call

• FALSE, After providing scheme name and features Riskometer needs to be given on call.

Investor can be informed about the market conditions and future predictions can be made for current market scenario

• FALSE, Future predictions are not to be discussed however market scenario can be discussed

• True , To Grab investors interest the above pitch is helpful