IRP Assessment

All third party access to work computers/laptops should be restricted by the agents. Is this statement TRUE or FALSE?

• True

• False

The PDPA applies to:

i. any person who processes

ii. any person who has control over or authorizes the processing of, any personal data in respect of commercial transactions.

• True

• False

Privacy Notice is (in Malay & English) published on Principal website and notices of our Privacy Notice (short form statement) put up at all branches and agency offices. Are these statements TRUE or FALSE?

• True

• False

The penalties for not complying with an enforcement notice of the PDPA is:

• RM200k and/or imprisonment of 1 yr.

• RM300k and/or imprisonment of 3 yrs.

• RM200k and/or imprisonment of 2 yrs.

• RM150k and/or imprisonment 5 yrs.

The PDPA aims to protect the personal data of commercial transactions. Is this statement True or False?

• True

• False

The following are the investor’s investment objectives which are available in the Investor’s Need Analysis section in the CURRENT ISAF?

i. Saving for specific purpose

ii. Supplementing income in retirement

iii. General lump sum investment for growth

iv. General lump sum investment for income

• i, ii & iii

• ii, iii & iv

• i, ii & iv

• All of the above

How many stages in conducting Suitability Assessment Process?

• 3

• 4

• 5

• 6

How many questions in risk profiling questionnaire in CURRENT Investor Suitability Assessment Form (ISAF)?

• 3

• 4

• 5

• 6

If your client’s risk profiling score is between 40 to 51 points in CURRENT ISAF, what is the investment profile suitability for this client?

• Conservative

• Moderate

• Moderately Aggressive

• Aggressive

Do agents require completing the Investor Suitability Assessment Form (ISAF) for Corporate upon closing sales?

• Yes

• No