SOX Live Testing Reminders

SOX Live Testing Reminders

Professional Development

18 Qs

quiz-placeholder

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SOX Live Testing Reminders

SOX Live Testing Reminders

Assessment

Quiz

Other

Professional Development

Medium

Created by

Rona Cement

Used 4+ times

FREE Resource

18 questions

Show all answers

1.

MULTIPLE CHOICE QUESTION

20 sec • 1 pt

Based on Republic Cement’s good results for the past 3 years, we were selected to be part of this project.


What is this project of the Group called?

Limited SOX Testing

Rollforward Testing

Audit Testing

Live Testing

2.

MULTIPLE CHOICE QUESTION

20 sec • 1 pt

As the result of Group's assessment, only ___ out of ___ (77%) of the key controls will be tested.

54; 70

55; 68

53; 69

53; 70

3.

MULTIPLE CHOICE QUESTION

10 sec • 1 pt

Limited SOX Testing applies to both CRH Group IA Testing and SGV Testing.

True

False

4.

MULTIPLE CHOICE QUESTION

10 sec • 1 pt

In Limited SOX Testing, if a control passes during live testing, Group IA it will not be tested again during rollforward.

True

False

5.

MULTIPLE CHOICE QUESTION

10 sec • 1 pt

During rollforward testing, controls tested by SGV during the Live Testing will not be tested anymore.

True

False

6.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Which of the following is not considered an effect of the Limited SOX Testing project?

↓ number of controls to be tested by Group IA

↓ SGV reliance testing

↑ SGV independent testing

↓ expectations in the quality of control evidence

None of the above.

7.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Which of the following are considered to be an attribute of a quality control evidence

Shows how the control was performed, checks accuracy and completeness.

Timely prepared.

Traceable to underlying/support documents.

All of the above.

None of the above.

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