ZTE Compliance Flashcard

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In the exciting world of data extraction at ZTE, there's a golden rule: "no approval, no extraction!" Our hero, Jack, is on a mission to retrieve the back-end extraction of material procurement data from the last three months. But wait! He must navigate through the necessary processes first. Can you help Jack figure out which process he needs to follow? Options: SCC/出口管制合规/合规稽查后台数据提取流程Background Data Extraction Process for the SCC/Export Control Compliance Dept./Compliance Audit Dept., 反贿赂合规后台数据提取流程Background Data Extraction Process for Anti-Bribery Compliance, 归档电子邮件后台数据提取流程Background Data Extraction Process for Archived E-Mail, 后台数据提取流程Background Data Extraction Process.

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后台数据提取流程Background Data Extraction Process

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In the thrilling world of sporadic material procurement, our engineering hero A, let's call him Dhruv, conducted a party screening on the mysterious supplier B using the LCM system. Suddenly, a suspected match appeared! What compliance action should our brave Dhruv take next?

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Submit the screening result in LCM for review, and hold off on any further actions until the compliance review conclusion is provided.

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Which of the following statements about the risk of bribery is a big no-no? There is no risk of bribery if the gift is of a small value., In the telecom industry, there are high bribery risks and strong law enforcement in this regard., Bribery goes against public trust and will cause serious moral, economic, and political problems., The Ericsson case shows us that enterprises may bear huge costs due to bribery. Individuals involved in bribery will also be subject to legal sanctions and penalties.

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There is no risk of bribery if the gift is of a small value.

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Which of the following statements about bribery is a big no-no?
If a benefit promised to a government official or customer is not actually realized, it is unlikely to constitute bribery.
A conflict of interest occurs when an individual's private interests have the potential to interfere, or appear likely to interfere, with the legitimate interests of the company or entity for which he or she works.
Bribery by employees may result in a company being blacklisted from the market.
Bribery takes various forms, including the offering of cash bribes and "anything of value" with the intent of bribery.

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If a benefit promised to a government official or customer is not actually realized, it is unlikely to constitute bribery.

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Which of the following options is NOT a reason why ZTE implements the Export Compliance Program?
- To meet the requirements of the Superseding Settlement Agreement (SSA).
- To protect employees' personal information.
- To shoulder the social responsibility as a multinational company.
- To effectively comply with applicable export control laws and regulations.

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To protect employees' personal information.

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In line with ZTE's compliance policy, we need to determine whether the items are subject to the EAR by checking the ( ) field on the ECCN system.

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是否受EAR管辖(25%)

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If an item is subject to the EAR, but isn't specifically listed on the CCL, what is it classified as?

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EAR99

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Will the supervisory authority only punish the company, leaving Aarush off the hook after his management blunder that led to a data breach?

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FALSE

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Before we send out our software to customers, we need to make sure it’s been published on the ECCN system and has the necessary export authorization. Is that true or false?

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TRUE

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In the query of a material code on the ECCN system, if you see 'YES' in the 'Enabled' column, it means the ECCN publication for that code is all set and done! But if it says 'NO', it means the publication is still in the works. So, if you're ever in doubt, don't hesitate to reach out to an ECCN classification expert or another contact person for help!

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TRUE